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Senior Manager, Markets Compliance Officer


Job position: Senior Manager, Markets Compliance Officer, New York City, NY, USA

stakeholders. Identify and escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings... and regulations including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT) requirements.....

Job Location: New York City, NY, USA

Salary: unspecified

Company: Scotiabank

Job posted: 30 Jul 2024

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