Sr. Compliance Control Group Officer
Job position: Sr. Compliance Control Group Officer, Atlanta, GA, USA
and telephonic communications between Equity Research and Investment Banking. In-depth knowledge of SEC Rules 138/139 safe harbors...; JOBS Act; Reg M; Global Equity Research Settlement and FINRA Rules 2241, 3210, 3270 and 3280 among others. Experience working.....
Job Location: Atlanta, GA, USASalary: $165000 - 175000 per year
Company: Truist
Job posted: 22 Feb 2025
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