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Senior Manager, Compliance Risk Testing - Broker-Dealer/Investment Advisory


Job position: Senior Manager, Compliance Risk Testing - Broker-Dealer/Investment Advisory, Westlake, TX - Austin, TX, USA

and safeguard the integrity of the firm. The department performs an advisory, monitoring, testing, and education role to support... with a general understanding of broker-dealer, financial holding company, bank, and investment advisory businesses.....

Job Location: Westlake, TX - Austin, TX, USA

Salary: $87800 - 195200 per year

Company: Charles Schwab

Job posted: 24 Apr 2024

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