FINRA Compliance and Licensing Coordinator
Job position: FINRA Compliance and Licensing Coordinator, Worcester, MA, USA
-way, brokerage and advisory new business. Conduct thorough review of each piece of paperwork to check for any missing... programs, client files, advisory client files, cash/noncash compensation, checks and securities Immediately address.....
Job Location: Worcester, MA, USASalary: unspecified
Company: SterlingBridge
Job posted: 16 Jan 2025
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