Business Line/Broker-Dealer Risk Specialist
Job position: Business Line/Broker-Dealer Risk Specialist, Dallas, TX, USA
. You will also be responsible for assessing markets and securities compliance for the brokerage and investment advisory operations. In this role.... Candidates should be experienced in regulatory examination procedures used to evaluate retail brokerage and registered investment.....
Job Location: Dallas, TX, USASalary: unspecified
Company: Federal Reserve Bank
Job posted: 17 May 2024
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