Marketing Compliance Specialist / Sr. Marketing Compliance Specialist
Job position: Marketing Compliance Specialist / Sr. Marketing Compliance Specialist, Irving, TX, USA
, and other applicable regulatory agencies. Key Responsibilities Assist the Broker Dealer, CCO in developing compliance policies... registration requirements for the broker dealer and its registered representatives Under the direct supervision of the Broker.....
Job Location: Irving, TX, USASalary: unspecified
Company: Resolute Investment Managers
Job posted: 08 Nov 2024
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