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Marketing Compliance Specialist / Sr. Marketing Compliance Specialist


Job position: Marketing Compliance Specialist / Sr. Marketing Compliance Specialist, Irving, TX, USA

, and other applicable regulatory agencies. Key Responsibilities Assist the Broker Dealer, CCO in developing compliance policies... registration requirements for the broker dealer and its registered representatives Under the direct supervision of the Broker.....

Job Location: Irving, TX, USA

Salary: unspecified

Company: Resolute Investment Managers

Job posted: 08 Nov 2024

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