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Securities jobs in massachusetts state USA

1027 securities jobs found in massachusetts state: showing 61 - 80

Financial Advisor
Company: Northwestern Mutual |

Location: Boston, MA, USA

| Salary: $61000 per year | Date posted: 09 Dec 2024
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Boston, MA, USA

| Salary: $61000 per year | Date posted: 09 Dec 2024
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Rockland, MA, USA

| Salary: $61000 per year | Date posted: 09 Dec 2024
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Middleton, MA, USA

| Salary: $61000 per year | Date posted: 09 Dec 2024
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Springfield, MA, USA

| Salary: $61000 per year | Date posted: 09 Dec 2024
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Wellesley, MA, USA

| Salary: $61000 per year | Date posted: 09 Dec 2024
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Braintree, MA, USA

| Salary: $61000 per year | Date posted: 08 Dec 2024
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Business Development Consultant
Company: Commonwealth Financial Network |

Location: Waltham, MA, USA

| Salary: unspecified | Date posted: 08 Dec 2024
Securities registration preferred Experience with Salesforce CRM software preferred Ability to travel up to 30 percent of the...
Global Markets Product Management, Vice President, Onsite
Company: State Street |

Location: Boston, MA, USA

| Salary: $110000 - 185000 per year | Date posted: 07 Dec 2024
and managers of institutional assets need research, trading, securities lending and innovative portfolio strategies, they turn...
Compliance Director- Monitoring & Testing
Company: Manulife |

Location: Boston, MA, USA

| Salary: unspecified | Date posted: 07 Dec 2024
(CCOs Office) in its mission to affect compliance with federal securities laws applicable to John Hancock variable... 1940 Act registered products and compliance practices Knowledge of and experience with the US investment/securities...
2025 Investment Banking Summer Associate Techology & Services- Boston, Ma
Company: Raymond James |

Location: Boston, MA, USA

| Salary: unspecified | Date posted: 07 Dec 2024
and procedures used in the securities industry. Concepts, practices and procedures of Tax and Accounting. Financial markets...
Retirement Consultant - Spanish Bilingual
Company: Manulife |

Location: Boston, MA, USA

| Salary: unspecified | Date posted: 07 Dec 2024
in phone and/or sales type roles. Securities industry Essentials (SIE) Exam, Series 6, 63 required (and must obtain Series 65...
Affluent Market Financial Advisor(draw Salary Plus Commission)
Company: M&T Bank |

Location: Holyoke, MA, USA

| Salary: unspecified | Date posted: 07 Dec 2024
to offer securities, advisory and insurance services and is not a separate legal entity. This position delivers individualized needs...
Aml Strategy & Risk Analyst, Officer, Hybrid
Company: State Street |

Location: Quincy, MA, USA

| Salary: $65000 - 102500 per year | Date posted: 07 Dec 2024
documentation on various coverage aspects i.e. cash, securities typologies, other financial crime related issues/topics Prepare... Securities Team, Innovations/Technology and the Business Units) to complete assigned projects as required Work with team lead...
Compliance Monitoring & Surveillance, Assistant Vice President, Hybrid
Company: State Street |

Location: Boston, MA, USA

| Salary: $80000 - 132500 per year | Date posted: 07 Dec 2024
, and Securities Lending businesses, focusing on communication and transaction reviews, investigations, and market trend analysis... in Trading, Securities Lending, or Compliance, with a deep understanding of FX products and trading cycles CFA or FRM...
Director, Lead Ai Engineer, Office Of Chief Investment Officer - Slc Management
Company: Sun Life Financial |

Location: Wellesley, MA, USA

| Salary: unspecified | Date posted: 06 Dec 2024
investment accounts and securities investments as well as seek preclearance on future transactions including those of household...
Mutual Fund Legal Consultant
Company: MassMutual |

Location: Boston, MA, USA

| Salary: $92800 - 121800 per year | Date posted: 06 Dec 2024
filings with the U.S. Securities and Exchange Commissions EDGAR database. Assist attorneys in the preparation of mutual fund...
Director, Lead Ai Engineer, Office Of Chief Investment Officer - Slc Management
Company: Sun Life Financial |

Location: Wellesley, MA, USA

| Salary: unspecified | Date posted: 05 Dec 2024
investment accounts and securities investments as well as seek preclearance on future transactions including those of household...
Business Development Associate Consultant
Company: Commonwealth Financial Network LLC |

Location: Waltham, MA, USA

| Salary: $80000 per year | Date posted: 05 Dec 2024
skills Strong time management and organizational skills Ability to excel in a team environment FINRA Series 7 securities...
Senior Legal Director - Boston, Ma, Remote
Company: Vistaprint |

Location: Boston, MA, USA

| Salary: unspecified | Date posted: 05 Dec 2024
: Preparing and reviewing public company securities filings, including Forms 10-K, 10-Q, 8-K, Section 16 filings, proxy statements... experience working at a U.S. publicly traded company, including managing SEC reporting and securities law compliance Project...