Securities jobs in colorado state USA
183 securities jobs found in colorado state: showing 101 - 150
Senior Qa Engineer
Company: Moody's |
be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and the requirements of the positionLocation: San Francisco, CA - Colorado, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Financial Solutions Advisor Registration Candidate - Citadel Financial Center - Spanish Preferred
Company: Bank of America |
to new technology or applications Desired Qualifications: Currently holds FINRA Securities Industry EssentialsLocation: Colorado Springs, CO, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 22 Aug 2026
Analyst, Cpm
Company: Janus Henderson Investors |
Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirementsLocation: Denver, CO, USA
| Salary: US$90000 per year | Date posted: 22 Aug 2026
Radio Frequency Engineer - E2
Company: Lockheed Martin |
-systems CPEs, leaders, and Subject Matter Experts to ensure a given program within Global SecuritiesLocation: Littleton, CO, USA
| Salary: US$91200 - 169400 per year | Date posted: 21 Aug 2026
Financial Sales Assistant
Company: Canvas |
vehicle record, global sanctions, and sex offender). Job Qualifications Knowledge, Skill and Ability: FINRA Securities... and securities registration with CBSI licensed broker-dealer and/or verify all required insurance licensing. Have all outsideLocation: Colorado, USA
| Salary: US$60000 - 65000 per year | Date posted: 21 Aug 2026
Investment Management Associate Attorney (mid-level)
Company: Morrison & Foerster |
private fund clients and their advisers on the Investment Advisers Act of 1940, general securities laws and issues relatingLocation: Washington DC - Denver, CO, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Service Associate - Part-time
Company: Morgan Stanley |
and securities transaction approvals Assist with processing of trade adjustments and responding to operational alerts ExecuteLocation: Denver, CO, USA
| Salary: US$35000 - 75000 per year | Date posted: 20 Aug 2026
Senior Vice President- Application Security
Company: Moody's |
on . Click here to view our . Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody...'s Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the PolicyLocation: San Francisco, CA - Colorado, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Financial Advisor - Wheat Ridge, Co - Market 20, Region 132
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Wheat Ridge, CO, USA
| Salary: US$45000 - 100000 per year | Date posted: 20 Aug 2026
Senior People Business Partner
Company: Janus Henderson Investors |
Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirementsLocation: Denver, CO, USA
| Salary: US$140000 - 160000 per year | Date posted: 19 Aug 2026
Senior Compliance Analyst
Company: Janus Henderson Investors |
to exercise balanced judgment and decision making Solid understanding of equity and fixed income securities and derivatives... Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirementsLocation: Denver, CO, USA
| Salary: US$85000 - 93000 per year | Date posted: 19 Aug 2026
Business Development Representative - Banking
Company: Moody's |
for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and theLocation: San Francisco, CA - Colorado, USA
| Salary: US$98800 - 143350 per year | Date posted: 18 Aug 2026
Private Client Banker - Metro Southwest - Lakewood, Co
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Lakewood, CO, USA
| Salary: unspecified | Date posted: 18 Aug 2026
Rf Engineer, Staff (level Iv) - Top Secret Clearance
Company: Lockheed Martin |
, and Subject Matter Experts to ensure a given program within Global Securities is successful. \- Partner with customersLocation: Littleton, CO, USA
| Salary: unspecified | Date posted: 18 Aug 2026
Financial Advisor - Lakewood, Ny - Market 25, Region 242
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Lakewood, CO, USA
| Salary: US$45000 - 100000 per year | Date posted: 18 Aug 2026
Market Manager Private Wealth Trust
Company: BOK Financial |
: 175,000 - 250,000 Application Deadline: 09/25/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOKLocation: Denver, CO, USA
| Salary: unspecified | Date posted: 17 Aug 2026
Client Service Associate
Company: BOK Financial |
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, IncLocation: Denver, CO, USA
| Salary: US$65000 - 75000 per year | Date posted: 15 Aug 2026
Associate Director, Product Management - Property Inspections
Company: Moody's |
on . Click here to view our . Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody...'s Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the PolicyLocation: San Francisco, CA - Colorado, USA
| Salary: US$124600 - 180700 per year | Date posted: 15 Aug 2026
Associate Director, Corporate Accounting Manager
Company: Janus Henderson Investors |
related to personal securities activities and other disclosure and certification requirements, including past politicalLocation: Denver, CO, USA
| Salary: US$100000 - 110000 per year | Date posted: 15 Aug 2026
Client Service Associate
Company: BOK Financial |
, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal HillLocation: Denver, CO, USA
| Salary: US$65000 - 75000 per year | Date posted: 14 Aug 2026
Investment Management Associate Attorney
Company: Direct Counsel |
advisers on regulatory, compliance, and transactional matters under the federal securities laws governing the investment... Investment Advisers Act of 1940 The Securities Act of 1933 The Securities Exchange Act of 1934 Represent registered investmentLocation: Denver, CO, USA
| Salary: unspecified | Date posted: 14 Aug 2026
Clo Analyst
Company: Janus Henderson Investors |
related to personal securities activities and other disclosure and certification requirements, including past politicalLocation: Denver, CO, USA
| Salary: unspecified | Date posted: 13 Aug 2026
Delivery Lead
Company: Janus Henderson Investors |
to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activitiesLocation: Denver, CO, USA
| Salary: US$150000 - 159000 per year | Date posted: 13 Aug 2026
Associate Financial Planner
Company: Edelman Financial Engines |
and investment markets/securities Attention to detail, ability to coordinate work, and follow-up skills are crucial to theLocation: Englewood, CO, USA
| Salary: US$100300 - 111300 per year | Date posted: 12 Aug 2026
Associate Corporate Counsel – M&a, Securities & Corporate Governance
Company: EchoStar |
Corporate Counsel M&A, Securities & Corporate Governance to support a dynamic in-house legal team. Reporting directly... Securities Act of 1933 and Securities Exchange Act of 1934 Proven proficiency in contract drafting, diligence managementLocation: Englewood, CO, USA
| Salary: unspecified | Date posted: 11 Aug 2026
Trust Operations Supervisor - Asset Maintenance
Company: Columbia Bank |
efficiencies related to team processing activities. Review team processing activities and approve securities transactions in the... financial services experience in a securities processing or asset servicing environment required. 1 2 years leadershipLocation: Denver, CO, USA
| Salary: US$68000 - 97000 per year | Date posted: 11 Aug 2026
Subject Matter Expert - Compliance & Third-party Risk Management
Company: Moody's |
on . Click here to view our . Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody...'s Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the PolicyLocation: San Francisco, CA - Colorado, USA
| Salary: unspecified | Date posted: 11 Aug 2026
Account Associate - State Farm Agent Team Member
Company: State Farm |
Specialist, where I helped launch the companys internal sales and escalation teams. I also hold a securities licenseLocation: Broomfield, CO, USA
| Salary: US$45000 - 65000 per year | Date posted: 08 Aug 2026
Regulatory Compliance Officer
Company: Partners Group |
Investment Advisers Act of 1940, as well as other applicable federal and state securities laws and regulations. Assist in the... and implementing US Securities law requirements as they apply to the firm's business activities, products, and client relationshipsLocation: Broomfield, CO, USA
| Salary: US$130000 - 160000 per year | Date posted: 07 Aug 2026
Analyst, Insurance (denver)
Company: Fitch Group |
opportunities to volunteer in your community Fitch is committed to providing global securities markets with objective, timely... recruitment process at Fitch Ratings you will be asked to declare any securities holdings and other potential conflicts priorLocation: Denver, CO, USA
| Salary: unspecified | Date posted: 07 Aug 2026
Trust Securities Operations Specialist
Company: Columbia Bank |
About the Role: A Trust Operations Specialist is responsible for the accounting functions undertaken by the Trust department in its administration of trusts, agency accounts, estates, conservatorshiLocation: Denver, CO, USA
| Salary: unspecified | Date posted: 07 Aug 2026
Mergers & Acquisitions Associate Attorney
Company: Direct Counsel |
on corporate governance, transaction strategy, and risk management. Analyze issues involving federal securities laws and Delaware.... Experience with federal securities laws and Delaware corporate law is preferred. Experience representing technology or lifeLocation: Denver, CO, USA
| Salary: unspecified | Date posted: 07 Aug 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Boulder, CO, USA
| Salary: US$25 - 44 per hour | Date posted: 07 Aug 2026
Advisor Sales Manager- Denver, Co
Company: Mutual of Omaha |
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPCLocation: Colorado, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Audit Senior Accountant
Company: Cherry Bekaert |
regulated environment of the securities industry. Primary Responsibilities Engagement Leadership: Assume full responsibilityLocation: Denver, CO, USA
| Salary: US$90000 - 120000 per year | Date posted: 04 Aug 2026
Sr Sales Supervision Principal - Advice Center
Company: Transamerica |
65 or 66, or obtained within 6 months Thorough knowledge of securities products, FINRA, SEC and DOL regulationsLocation: Denver, CO, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Bilingual Personal Banker
Company: BOK Financial |
: $45,000 - $57,000 Application Deadline: 08/26/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOKLocation: Denver, CO, USA
| Salary: US$45000 - 57000 per year | Date posted: 03 Aug 2026
Customer Relationship Advocate Career Development Experience- Greenwood Village, Co
Company: Fidelity Investments |
or unposted. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934..., the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securitiesLocation: Greenwood Village, CO, USA
| Salary: US$47500 - 50000 per year | Date posted: 02 Aug 2026
Sales Office Assistant - Denver, Co Or Houston, Tx
Company: Mutual of Omaha |
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPCLocation: Texas - Colorado, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Senior Corporate Paralegal (law Firm Experience)
Company: SourcePro Search |
and securities filings Organize corporate records and conduct due diligence reviews Prepare stock certificates and maintainLocation: Denver, CO, USA
| Salary: US$100000 - 135000 per year | Date posted: 30 Jul 2026
Financial Advisor - Sales
Company: New York Life |
their financial futures. NYLIFE Securities LLC NYLIFE Securities is the registered broker-dealer and FINRA-member subsidiary of New... York Life. It allows financial professionals to offer securities products such as mutual funds, variable annuitiesLocation: Fort Collins, CO, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Financial Advisor - Boulder, Co - Market 20, Region 259
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Boulder, CO, USA
| Salary: US$45000 - 100000 per year | Date posted: 29 Jul 2026
Investment Operations Coordinator
Company: Thrivent |
. Must be securities registered (i.e. 7 & 66 or 6 & 63). Must be securities registered in all states in which the candidate would be doing.... All persons with securities registrations are subject to TIMIs Outside Securities Accounts Policy which requires all outsideLocation: Loveland, CO, USA
| Salary: US$60000 - 80000 per year | Date posted: 29 Jul 2026
Credit Products Underwriter I - Commercial Banking
Company: BOK Financial |
Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFundLocation: Denver, CO, USA
| Salary: US$95000 - 110000 per year | Date posted: 28 Jul 2026
Financial Advisor - Canon City, Co - Market 2, Region 102
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Canon City, CO, USA
| Salary: US$45000 - 100000 per year | Date posted: 28 Jul 2026
Research Associate - Early Careers Program 2027
Company: Janus Henderson Investors |
related to personal securities activities and other disclosure and certification requirements, including past politicalLocation: Denver, CO, USA
| Salary: US$90000 - 100000 per year | Date posted: 28 Jul 2026
Internal Wholesaler - Asset Management (denver)
Company: Transamerica |
. Currently holds Series 7/6 Securities License (Series 63 if applicable) or obtain within 6 months of hire. Current LifeLocation: Denver, CO, USA
| Salary: unspecified | Date posted: 27 Jul 2026
Equity Research Analyst - Energy & Materials
Company: Janus Henderson Investors |
Conduct research independently to formulate investment recommendations on individual securities within the energy... related to personal securities activities and other disclosure and certification requirements, including past politicalLocation: Denver, CO, USA
| Salary: US$150000 - 200000 per year | Date posted: 27 Jul 2026
J.p. Morgan Wealth Management – Private Client Advisor - Centennial, Co
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Centennial, CO, USA
| Salary: unspecified | Date posted: 24 Jul 2026
Customer Service Representative - State Farm Agent Team Member
Company: State Farm |
Specialist, where I helped launch the companys internal sales and escalation teams. I also hold a securities license