Dealer jobs in stamford USA
23 dealer jobs found in stamford: showing 21 - 23
Us Client Services And Onboarding, Vice President
Company: NatWest Group |
to US broker-dealers, swap dealer and capital markets businesses with experience across a wide range of regulatory requirements...Location: Stamford, CT, USA
| Salary: $125000 - 175000 per year | Date posted: 14 Nov 2024
Senior Monitoring And Testing Compliance Assurance Officer - Swap Dealer
Company: NatWest Group |
utilized in the swap-dealer business. Strong knowledge of swap dealer regulations, and securities products and compliance... including knowledge of CFTC, DTCC, NFA regulation. Good knowledge of broker-dealer and securities processes and business...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 14 Nov 2024
Head Of Regulatory Relations, Corporate Governance, And Registrations
Company: NatWest Group |
with U.S. securities regulators JD required, MBA preferred. Strong understanding of the broker dealer and swap dealer business..., and other confidentiality considerations when responding to regulators. Good knowledge of broker-dealer and swap dealer processes and business...