Dealer jobs in jersey city USA
39 dealer jobs found in jersey city: showing 21 - 39
Financial Advisor
Company: Northwestern Mutual |
), Northwestern Mutual Investment Services, LLC (NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer...Location: Jersey City, NJ, USA
| Salary: $61000 per year | Date posted: 13 Jan 2025
Financial Advisor
Company: Northwestern Mutual |
), Northwestern Mutual Investment Services, LLC (NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer...Location: Jersey City, NJ, USA
| Salary: $61000 per year | Date posted: 11 Jan 2025
Sr. Audit Manager - Risk Management
Company: City National Bank |
, and personal trust relationships, propriety mutual funds, investment management, broker/dealer and security sales and trading...Location: Charlotte, NC - Jersey City, NJ, USA
| Salary: $111408 - 189738 per year | Date posted: 10 Jan 2025
Markets Securities Operations, Legal Entity Oversight & Controls - Executive Director
Company: JPMorgan Chase |
, globally. The group consists of three core teams: Broker Dealer Settlement Operations, Markets Asset Servicing, and Regulatory...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 09 Jan 2025
Senior Hr Manager
Company: moomoo |
-dealer. For deeper insights into our entities and affiliates, explore or to discover the future of investing...Location: Jersey City, NJ, USA
| Salary: $100000 - 120000 per year | Date posted: 08 Jan 2025
Senior Software Engineer
Company: Sumitomo Mitsui Banking Corporation |
York City, with offices in London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 08 Jan 2025
Operations Manager
Company: eToro |
our crypto and broker-dealer operations. This mid-level management role involves coordinating critical functions, ensuring... compliance, and streamlining operations across asset classes, with a focus on crypto movements and broker-dealer oversight...Location: Hoboken, NJ, USA
| Salary: unspecified | Date posted: 25 Dec 2024
Operations Manager
Company: eToro |
find out more about eToro . We are seeking a proactive and detail-oriented manager to oversee our crypto and broker-dealer... operations across asset classes, with a focus on crypto movements and broker-dealer oversight. What We Offer: Hybrid work...Location: Hoboken, NJ, USA
| Salary: unspecified | Date posted: 24 Dec 2024
Trade Surveillance Analyst, Compliance
Company: Sumitomo Mitsui Banking Corporation |
banking and broker dealer activities of SMBC Group and reports on the compliance risks and issues to SMBC and the Global..., arranges for the registration of broker-dealer personnel, and conducts compliance training. In addition, the Advisory Team...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 19 Dec 2024
Vice President, Compliance Monitoring & Testing-smbc Nikko Securities
Company: Sumitomo Mitsui Banking Corporation |
of the Compliance Monitoring and Testing team to perform testing of its broker/dealer (SMBC Nikko Securities America, INC... compliance internal controls. The candidate should have functional knowledge of applicable U.S. broker dealer laws...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 18 Dec 2024
Financial Crime Prevention Sanctions Officer
Company: UBS |
with a wealth management, broker dealer, retail and/or private bank, and/or correspondent bank experience in Microsoft Excel...Location: Weehawken, NJ, USA
| Salary: $111000 - 144000 per year | Date posted: 12 Dec 2024
Compliance Manager
Company: eToro |
dealer (BD) businesses. The role will support and execute the necessary governance to ensure eToro US meets its regulatory... of and familiarity with the broker dealer industry Has the ability to analyze situations for compliance and business risk, and propose...Location: Hoboken, NJ, USA
| Salary: unspecified | Date posted: 11 Dec 2024
Financial Representative - Jersey City, Nj
Company: Empire Growth Partners / Northwestern Mutual |
) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 06 Dec 2024
Financial Reporting Specialist I - Analyst
Company: Sumitomo Mitsui Banking Corporation |
of benefits to its employees. Role Description SMBC Nikko Securities America, Inc, a registered broker dealer, provides... to internal and external auditors Qualifications and Skills 0 to 2 years of comparable or relevant experience Broker dealer...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 05 Dec 2024
Associate Director - Risk And Compliance
Company: Underground Administration |
/broker-dealer risk management experience - Market, credit, and/or liquidity risk expertise - Project management... Candidate Profile: Ideal candidates will come from: - FINRA or other financial regulators - Bank/broker-dealer risk...Location: Jersey City, NJ, USA
| Salary: $140000 - 150000 per year | Date posted: 02 Dec 2024
Senior Analyst, Customer Protection
Company: Royal Bank of Canada |
(SEA Rule 15c3-3 & CIRO 4311) compliance capabilities of the U.S Broker Dealer (LLC) and Canadian Broker Dealer (DSI... / Dealer Operation and or Canadian Broker Dealer. Medium Strong proficiency level interpreting and analyzing key BPS reports...Location: Jersey City, NJ, USA
| Salary: $75000 - 105000 per year | Date posted: 22 Nov 2024
Software Engineer - Capital Markets
Company: Sumitomo Mitsui Banking Corporation |
, with offices in London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio, with specific...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 15 Nov 2024
Associate Director, Regulatory Reporting
Company: Royal Bank of Canada |
of broker dealer regulatory reporting for RBC Capital Markets LLC (CM LLC) and ensure the firm is in compliance with FINRA, SEC... and 15c3-3 7-10 years US Broker Dealer Regulatory reporting experience Ability to work well in a face paced environment...Location: Jersey City, NJ, USA
| Salary: $110000 - 190000 per year | Date posted: 07 Nov 2024
Senior Compliance Manager, Digital Advertising
Company: moomoo |
-dealer. For deeper insights into our entities and affiliates, explore or to discover the future of investing...