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Compliance Officers jobs in california state USA

723 compliance officers jobs found in california state: showing 501 - 520

Vp, Manager, Enterprise Fraud Risk
Company: Cathay Bank |

Location: El Monte, CA, USA

| Salary: $119000 - 141400 per year | Date posted: 26 Oct 2024
with Enterprise Risk Management, Compliance, First Line business unit management and Business Risk & Control Officers (BRCs... units, compliance and BSA/AML departments to ensure timely and appropriate responses to suspected fraud and appropriate...
Loan Support Officer
Company: Cathay Bank |

Location: Los Angeles, CA, USA

| Salary: $28.85 - 33.66 per hour | Date posted: 26 Oct 2024
less complex new and renewed credits, modifications, and amendments. Support Loan Officers in customer service and loan processing... compliance with Bank, regulatory and credit requirements with emphasis on quality customer service while adhering to given...
Customer Service & Sales Manager
Company: Cathay Bank |

Location: Irvine, CA, USA

| Salary: $26 - 32.21 per hour | Date posted: 26 Oct 2024
regulatory compliance and staff adherence to bank policies and procedures. Maintain operational integrity of the branch. DIRECT... reviews/evaluations of the branchs non-officer staff and officers as assigned, are completed timely, objectively...
Svp, Sr. Credit Administrator
Company: Cathay Bank |

Location: El Monte, CA, USA

| Salary: $200000 - 250000 per year | Date posted: 26 Oct 2024
credit compliance with Bank regulatory credit specifications. DIRECT REPORTS The incumbent has no direct reports... a collaborative effort with account officers, alternative strategies to address unusually complex or difficult lending situations...
Vp/fvp, Credit Administrator
Company: Cathay Bank |

Location: El Monte, CA, USA

| Salary: $111000 - 160400 per year | Date posted: 26 Oct 2024
compliance with internal policies and regulatory requirements. ESSENTIAL FUNCTIONS Working closely with Lending Teams... proposed extensions of credit within authorized loan limits. Develop, through a collaborative effort with account officers...
Vp/fvp, Relationship Manager
Company: Cathay Bank |

Location: El Monte, CA, USA

| Salary: $100000 - 155000 per year | Date posted: 26 Oct 2024
and potential loss to the Bank. Ensure compliance with Bank, regulatory and credit requirements with emphasis on best-in-class... customer service while adhering to required timeframes from the client. Assist with mentoring and coaching junior officers...
Vp, Business Risk And Control Officer
Company: Cathay Bank |

Location: El Monte, CA, USA

| Salary: $120000 - 145000 per year | Date posted: 26 Oct 2024
of applicable regulatory compliance obligations, industry standards, practices, and expectations such as FDIC risk management... guidelines and OCC Heightened Standards. Experience working with Governance, Risk and Compliance (GRC) technology tools...
Client Care Center Officer
Company: Cathay Bank |

Location: City of Industry, CA, USA

| Salary: $24 - 28 per hour | Date posted: 26 Oct 2024
. Consistently deliver a high level client service experience. Ensure regulatory compliance and adherence to bank policies... adhere and comply with bank policies, procedures, and compliance regulations. QUALIFICATIONS Education: High school...
Treasury Management Implementation & Support Operations Officer
Company: Cathay Bank |

Location: Los Angeles, CA, USA

| Salary: $28.84 - 33.65 per hour | Date posted: 26 Oct 2024
and internal departments (compliance, internal audit, FCIU, enterprise risk management, etc.). QUALIFICATIONS Education.... Ability to work collaboratively with team members. Must have a strong understanding with and in compliance with all applicable bank...
Customer Service & Sales Manager
Company: Cathay Bank |

Location: Fremont, CA, USA

| Salary: $28 - 33 per hour | Date posted: 26 Oct 2024
regulatory compliance and staff adherence to bank policies and procedures. Maintain operational integrity of the branch. DIRECT... reviews/evaluations of the branchs non-officer staff and officers as assigned, are completed timely, objectively...
Loan Administration Officer
Company: Cathay Bank |

Location: Rosemead, CA, USA

| Salary: $38.46 - 43.26 per hour | Date posted: 26 Oct 2024
and relationship manager. Ensure loan documents are accurate, complete, are in compliance with all federal and state laws... closing/funding, ensuring that all loan documents are properly executed and approved by the loan officers as appropriate; terms...
Avp/vp, Treasury Management Implementation & Support Operations Manager
Company: Cathay Bank |

Location: Los Angeles, CA, USA

| Salary: $80000 - 100000 per year | Date posted: 26 Oct 2024
-related matters. Handle escalations from TMIS Operations Officers and assist TMIS team members with proactively managing... sensitive reporting to regulatory agencies and internal departments (compliance, internal audit, FCIU, enterprise risk...
Avp, Loan Administration Officer & Supervisor
Company: Cathay Bank |

Location: Rosemead, CA, USA

| Salary: $85000 - 95000 per year | Date posted: 26 Oct 2024
documents. Validate the receipt of the loan and borrower supporting documentation and verify compliance with loan committee... documentation based upon loan approval conditions and in compliance with loan committee approval conditions, Bank's policies...
Vp, Relationship Manager
Company: Cathay Bank |

Location: Los Angeles, CA, USA

| Salary: $100000 - 155000 per year | Date posted: 26 Oct 2024
and potential loss to the Bank. Ensure compliance with Bank, regulatory and credit requirements with emphasis on best-in-class... customer service while adhering to required timeframes from the client. Assist with mentoring and coaching junior officers...
Vp, Business Risk And Control Officer
Company: Cathay Bank |

Location: El Monte, CA, USA

| Salary: $120000 - 145000 per year | Date posted: 26 Oct 2024
, Compliance, and FCIU. GENERAL SUMMARY The VP, Business Risk and Control (BRC) Officer has reporting lines to EVP of the... of applicable regulatory compliance obligations, industry standards, practices, and expectations such as FDIC risk management...
Vp, Business Risk And Control Officer
Company: Cathay Bank |

Location: El Monte, CA, USA

| Salary: $120000 - 145000 per year | Date posted: 26 Oct 2024
of applicable regulatory compliance obligations, industry standards, practices, and expectations such as FDIC risk management... guidelines and OCC Heightened Standards. Experience working with Governance, Risk and Compliance (GRC) technology tools...
Security Officer
Company: Special Service for Groups, Inc- HOPICS |

Location: Los Angeles, CA, USA

| Salary: $21 - 24 per hour | Date posted: 26 Oct 2024
, and staff for COVID-19 Compliance, utilizing handheld thermometers, and recording temperatures as directed by management...
Evp, Supervision & Credit
Company: Federal Reserve Bank |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 26 Oct 2024
functions. The SF Feds S+C group has approximately 400 officers and staff. The EVP of S+C leads the SF Banks supervision... for employees and job applicants in compliance with applicable law and to an environment where employees are valued...
Avp, Loan Review Officer
Company: Cathay Bank |

Location: El Monte, CA, USA

| Salary: $75000 - 100000 per year | Date posted: 26 Oct 2024
Compliance, Support for the Credit Decisions, and Loan Structure. May act as Examiner-In-Charge for assigned lending unit...
Security Account Manager
Company: Allied Universal |

Location: Los Angeles, CA, USA

| Salary: $109000 - 119000 per year | Date posted: 25 Oct 2024
. RESPONSIBILITIES: Supervise the day to day security operations of an assigned client site Manage a team of security officers, site... and contract compliance requirements are met Assure regular communication of issues or program with Client Handle any escalated...