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Broker jobs in new york state USA

879 broker jobs found in new york state: showing 151 - 200

Excess Casualty Senior Broker
Company: Howden Group Holdings |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 18 Jun 2026
, volunteering youll find like-minded people driving change at Howden. Role: Excess Casualty Senior Broker Location: Hybrid... Senior Broker is responsible for managing a sophisticated portfolio of excess casualty clients, leading the placement
J.p. Morgan Wealth Management - Private Client Advisor - Center Moriches, Ny
Company: JPMorgan Chase |

Location: Center Moriches, NY, USA

| Salary: unspecified | Date posted: 18 Jun 2026
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer
Senior Content Associate, Lifecycle Marketing
Company: Betterment |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 18 Jun 2026
services are provided to clients of Betterment LLC by Betterment Securities, an SEC-registered broker-dealer and member... of / , and Apex Clearing Corporation, a third-party SEC registered broker-dealer and member FINRA/SIPC. Betterment Checking
Director, Technology Product Management
Company: Jones Lang LaSalle |

Location: New York City, NY, USA

| Salary: US$160000 - 180000 per year | Date posted: 18 Jun 2026
knowledgeable about commercial real estate operations and business models Experienced in understanding broker workflows, sales
J.p. Morgan Wealth Management - Private Client Investment Associate- Brooklyn, Ny
Company: JPMorgan Chase |

Location: Brooklyn, NY, USA

| Salary: unspecified | Date posted: 18 Jun 2026
products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor
Vp, Product Management - Legal And Compliance Solutions (hyrid- Ny)
Company: Broadridge Financial Solutions |

Location: Edgewood, NY, USA

| Salary: unspecified | Date posted: 18 Jun 2026
markets, including broker-dealer, banking, wealth, or capital markets environments. Experience with digital assets
Structured Investments Attorney - Assistant Vice President / Vice President
Company: iCapital |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 18 Jun 2026
or jurisdiction Law firm or in-house experience at a broker-dealer, including supporting a structured product desk
Regulatory Project Manager
Company: Michael Page |

Location: Midtown, Manhattan, NY, USA

| Salary: unspecified | Date posted: 18 Jun 2026
management experience, with strong knowledge of SEC regulations and Broker-Dealer compliance Bachelor's degree
Payments Sales Manager - Broker Dealers & Market Structure - Executive Director
Company: JPMorgan Chase |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 18 Jun 2026
Job Category: Relationship Sales Job Description: Join the NA Broker Dealers and Market Structure Payments Sales... team! As a Payments Sales Manager Executive Director within the Financial Institutions Group - North America Broker
Director, Trade Compliance, Instrumentation Segment
Company: Teledyne Technologies |

Location: Chestnut Ridge, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
, investigations, and voluntary disclosures. Serve as a designated Empowered Official. Oversee customs broker and freight forwarder
Associate, Machine Learning Engineer
Company: BGC |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
range of trade execution and broker-dealer services. The benefit of BGC's integrated platform is that it gives customers
Financial Services Business Consulting, Insurance - Property & Casualty Senior
Company: EY |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
experience Experience in property & casualty insurance gained from employment with a consultant, insurer, broker or TPA 5
Peoplesoft Techno-functional Consultant
Company: RBST Consulting |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
PeopleSoft technical and functional solutions Develop and support integrations using Integration Broker Create... within Wealth Management environments Hands-on experience with: PeopleCode Application Engine Integration Broker
Peoplesoft Technical Consultant / Application Developer
Company: RBST Consulting |

Location: New York, USA

| Salary: unspecified | Date posted: 17 Jun 2026
using Integration Broker Build solutions using PeopleCode and Application Engine Perform troubleshooting, system... Engine Integration Broker SQL PeopleSoft Architecture Additional Preferred Skills Accounts Payable (AP
J.p. Morgan Wealth Management - Private Client Investment Associate- Brooklyn, Ny
Company: JPMorgan Chase |

Location: Brooklyn, NY, USA

| Salary: US$28.85 - 39.9 per hour | Date posted: 17 Jun 2026
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member
Peoplesoft Techno-functional Consultant
Company: RBST Consulting |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
PeopleSoft technical and functional solutions Develop and support integrations using Integration Broker Create... within Wealth Management environments Hands-on experience with: PeopleCode Application Engine Integration Broker
Vp Credit Officer, Financial Institutions (north America & Latam)
Company: Madison-Davis |

Location: New York City, NY, USA

| Salary: US$160000 - 185000 per year | Date posted: 17 Jun 2026
America and Latin America spanning Commercial Banks, Broker-Dealers, Insurance Companies, CCPs, Mortgage Originators..., Broker-Dealers, Insurance Companies, CCPs, Mortgage Originators, and Mortgage REITs across North America and LatAm Assign
Founding Estate Planning Partner
Company: White Tiger Connections |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
Advisors (RIAs) and broker-dealers that are expanding their service offerings into comprehensive estate planning and tax... planning and tax-compliance services within an RIA or broker-dealer platform Advise high-net-worth and ultra-high-net-worth
Peoplesoft Technical Consultant / Application Developer
Company: RBST Consulting |

Location: New York, USA

| Salary: unspecified | Date posted: 17 Jun 2026
Integration Broker Build solutions using PeopleCode and Application Engine Perform troubleshooting, system enhancements... Engine Integration Broker SQL PeopleSoft Architecture Additional Preferred Skills Accounts Payable (AP
Global Head Of Operational Risk - Markets & Broker Dealers
Company: Citigroup |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
remediation The 2nd LoD Global Head of ORM- Markets & Broker-Dealers is responsible for leading ORMs oversight, review..., and challenge of Citis sales and trading businesses and its most material broker-dealer entities. They will face off with 1st line
J.p. Morgan Wealth Management - Private Client Advisor - Center Moriches, Ny
Company: JPMorgan Chase |

Location: Center Moriches, NY, USA

| Salary: US$66360 per year | Date posted: 17 Jun 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
J.p. Morgan Wealth Management - Community Private Client Advisor - Manhattan, Ny (125th Community Branch)
Company: JPMorgan Chase |

Location: New York, USA

| Salary: US$62400 - 100000 per year | Date posted: 17 Jun 2026
broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency
Senior Underwriter, Financial Institutions
Company: Sompo International |

Location: New York City, NY, USA

| Salary: US$100000 - 165000 per year | Date posted: 17 Jun 2026
by management. Develop a marketing plan for each assigned producer/territory; including tactics for individual broker success
Senior Vice President- Structured Credit & Political Risk
Company: Aon |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
innovative and effective solutions supporting commercial risk. As a SVP (Broker) you will report directly to the US Practice
Director Capital Markets Management Consulting
Company: NTT Data |

Location: New York, USA

| Salary: unspecified | Date posted: 17 Jun 2026
solutions, and accelerating growth across capital markets clients including investment banks, broker-dealers, asset managers
Director Capital Markets Management Consulting
Company: NTT Data |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
solutions, and accelerating growth across capital markets clients including investment banks, broker-dealers, asset managers
Leasing Manager
Company: Kforce |

Location: Flushing, Queens, NY, USA

| Salary: US$120000 - 145000 per year | Date posted: 17 Jun 2026
: Support leasing of office, retail, and mixed-use assets Respond to broker/tenant inquiries and coordinate tours Assist... with market research, prospect qualification, and comps Maintain broker and tenant relationships Track pipeline activity (new
Director - Fixed Income Tech Product
Company: Bank of the West |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
correlation to business benefits In-depth knowledge of all aspects of broker/dealer Fixed Income trading pricing/Risk, RFQ
Senior Vice President- Structured Credit & Political Risk
Company: Aon |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
innovative and effective solutions supporting commercial risk. As a SVP (Broker) you will report directly to the US Practice
Director Capital Markets Management Consulting
Company: NTT Data |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
solutions, and accelerating growth across capital markets clients including investment banks, broker-dealers, asset managers
Sr. Engineering Manager, Broker Dealer
Company: Betterment |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 17 Jun 2026
services are provided to clients of Betterment LLC by Betterment Securities, an SEC-registered broker-dealer and member... of / , and Apex Clearing Corporation, a third-party SEC registered broker-dealer and member FINRA/SIPC. Betterment Checking
Insurance Agent With Support
Company: Northwestern Mutual of Rochester |

Location: Rochester, NY, USA

| Salary: US$81000 - 104000 per year | Date posted: 17 Jun 2026
. Mike DArchangelo is not a licensed insurance agent, registered representative of a broker-dealer or representative
Former Financial Advisor Broker Business Development Role
Company: CXG Holdings Inc |

Location: Smithtown, NY, USA

| Salary: US$150000 - 250000 per year | Date posted: 16 Jun 2026
for advancement Paid time off Parental leave Training & development Vision insurance Former Financial Advisor / Broker... Business Development Role REMOTE Compliance Exchange Group (CXG) is a nationally recognized leader in broker-dealer
Real Estate Listing & Transaction Coordinator
Company: The Kirsten Jordan Team |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 16 Jun 2026
estate, focused on providing exceptional client service. Led by the first female broker on BRAVO's Million Dollar Listing NY... broker for compliance Send out commission invoices Process commission payments Coordinate closing gifts Send check
Pricing Analyst
Company: Brown Brothers Harriman |

Location: New York City, NY, USA

| Salary: US$75000 - 85000 per year | Date posted: 16 Jun 2026
and valuation specialists Validate securities fair value pricing based on broker quotes, comparable bonds spreads/yields (proxy
Vp Liquidity Risk (broker Dealer)
Company: Madison-Davis |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 16 Jun 2026
Title: VP Liquidity Risk (Broker Dealer) Office Status: Hybrid New York, NY Base Salary: $180k $225k + Bonus..., and drive remediation of gaps across policies, processes, and reporting. It's an ideal fit for a broker dealer liquidity risk
Senior Regulatory Reporting Analyst
Company: Madison-Davis |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 16 Jun 2026
of U.S. Ownership reporting frameworks and threshold monitoring. Experience within hedge funds, asset managers, broker-dealers
Regulatory Reporting Director – Us Fintech
Company: MastarRec |

Location: New York, USA

| Salary: unspecified | Date posted: 16 Jun 2026
experience within financial services, broker-dealer, asset management, banking, or FinTech. Strong understanding of reporting
Head Of Wealth Management Compliance City National Bank
Company: Madison-Davis |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 16 Jun 2026
Management platform, including investment advisory, broker-dealer, private banking, trust, and fiduciary businesses. This role... wealth management, private banking, investment advisory, broker-dealer, trust, and fiduciary businesses. Develop and enhance
Compliance Officer, Broker-dealer Advisor (equity Options) Vn2750
Company: Madison-Davis |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 16 Jun 2026
support to broker-dealer and trading businesses. This role will serve as a subject matter expert on U.S. Securities... and advise on regulatory requirements impacting broker-dealer activities, trading operations, and market conduct. Evaluate
Commercial Lines Underwriter - Remote
Company: Work at Home |

Location: Hempstead, NY, USA

| Salary: US$30 - 45 per hour | Date posted: 16 Jun 2026
carrier, MGA, or wholesale broker clients in Commercial Lines Underwriter positions. Well suited candidates in Commercial
Audit Senior - Financial Services
Company: Madison-Davis |

Location: New York City, NY, USA

| Salary: US$85000 - 118000 per year | Date posted: 16 Jun 2026
, private equity firms, hedge funds, broker-dealers, asset managers, and other financial institutions. The Audit Senior... services clients preferred. Exposure to investment funds, private equity, hedge funds, broker-dealers, asset managers
Commercial Lines Account Manager - Insurance - Remote
Company: Work at Home |

Location: New York City, NY, USA

| Salary: US$25 - 28 per hour | Date posted: 16 Jun 2026
& Casualty independent retail broker clients in Commercial Lines Account Manager positions. Responsibilities may include: Manage
Excess & Surplus Lines Underwriter - Remote
Company: Work at Home |

Location: Syracuse, NY, USA

| Salary: US$28 - 35 per hour | Date posted: 16 Jun 2026
available to help our Excess & Surplus (E&S) Lines broker clients in Commercial Lines Underwriter, Associate Underwriter or Assistant
Commercial Lines Underwriter - Remote
Company: Work at Home |

Location: New York City, NY, USA

| Salary: US$30 - 45 per hour | Date posted: 16 Jun 2026
carrier, MGA, or wholesale broker clients in Commercial Lines Underwriter positions. Well suited candidates in Commercial
Commercial Lines Underwriter - Remote
Company: Work at Home |

Location: Brooklyn, NY, USA

| Salary: US$30 - 45 per hour | Date posted: 16 Jun 2026
carrier, MGA, or wholesale broker clients in Commercial Lines Underwriter positions. Well suited candidates in Commercial
Vice President, Counterparty Management & Administration
Company: PIMCO |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 16 Jun 2026
and trading documentation at an asset manager or broker-dealer US Patriot Act and various Know-Your-Customer (KYC), Anti-Money
Vp - Accounting Policy
Company: Madison-Davis |

Location: New York City, NY, USA

| Salary: US$170000 - 200000 per year | Date posted: 16 Jun 2026
foundation. Financial services experience required, including exposure to banking, broker-dealer, asset management, capital
Commercial Lines Account Manager - Insurance - Remote
Company: Work at Home |

Location: Staten Island, NY, USA

| Salary: US$25 - 28 per hour | Date posted: 16 Jun 2026
& Casualty independent retail broker clients in Commercial Lines Account Manager positions. Responsibilities may include: Manage
Commercial Lines Account Manager - Insurance - Remote
Company: Work at Home |

Location: Smithtown, NY, USA

| Salary: US$25 - 28 per hour | Date posted: 16 Jun 2026
& Casualty independent retail broker clients in Commercial Lines Account Manager positions. Responsibilities may include: Manage