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Broker jobs in new york state USA

815 broker jobs found in new york state: showing 61 - 80

Broker Developer
Company: Genesis Consulting Partners, LLC |

Location: Brooklyn, NY, USA

| Salary: unspecified | Date posted: 06 Feb 2025
Query Language (ESQL) and IBM DataPower. Minimum 4 years of experience with IBM WebSphere Message Broker, IBM...
Treasury And Markets Financial Analysis - Sr. Associate
Company: JPMorgan Chase |

Location: Brooklyn, NY, USA

| Salary: $95000 - 135000 per year | Date posted: 06 Feb 2025
on related topics. Finally, CIB Treasury is responsible for ongoing liquidity risk management of the CIB's U.S. broker-dealers...
J.p. Morgan Wealth Management - Private Client Advisor - Syosset, Ny
Company: JPMorgan Chase |

Location: Syosset, NY, USA

| Salary: $62400 per year | Date posted: 06 Feb 2025
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Financial Services - Capital Markets - Manager
Company: EY |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 06 Feb 2025
income; foreign exchange; and commodities Knowledge of industries, including investment banking, broker-dealers, custody..., governance, design and operations in relevant areas, such as trade life cycle, front-office structure, broker-dealer operations...
Peoplesoft Application Developer
Company: ACS Consultancy Services |

Location: Albany, NY, USA

| Salary: unspecified | Date posted: 06 Feb 2025
). Utilize PeopleTools (PeopleCode, App Engine, Component Interface, Workflow, Integration Broker, BI Publisher, SQR, SQL... integration (Integration Broker, Web Services, REST APIs). Knowledge of PeopleSoft security models, user roles, and permissions...
J.p. Morgan Wealth Management - Market Director Of Wealth - New York, Ny (manhattan)
Company: JPMorgan Chase |

Location: New York, USA

| Salary: unspecified | Date posted: 06 Feb 2025
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...
J.p. Morgan Wealth Management - Private Client Advisor - Hicksville, Ny
Company: JPMorgan Chase |

Location: Hicksville, NY, USA

| Salary: unspecified | Date posted: 06 Feb 2025
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Logistics Coordinator - Air Import
Company: Expeditors |

Location: Uniondale, NY, USA

| Salary: $48000 - 51000 per year | Date posted: 06 Feb 2025
customer's delivery requirements Provide transportation and commercial documents to importer's customs broker Bill clients...
Integration Developer
Company: Genesis Consulting Partners, LLC |

Location: Brooklyn, NY, USA

| Salary: unspecified | Date posted: 06 Feb 2025
. Minimum 4 years of experience with IBM Business Process Management (BPM), IBM DataPower, IBM WebSphere Message Broker...
Broker/dealer Compliance Associate
Company: Siebert Williams Shank |

Location: New York City, NY, USA

| Salary: $90000 - 125000 per year | Date posted: 06 Feb 2025
Summary Siebert Williams Shank & Co., LLC (SWS or the Firm) (a FINRA-registered broker/dealer) is seeking... regulatory capital base. We are a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory...
J.p. Morgan Wealth Management - Private Client Advisor - Brooklyn, Ny
Company: JPMorgan Chase |

Location: Brooklyn, NY, USA

| Salary: $62400 per year | Date posted: 06 Feb 2025
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Compliance Officer (contract To Hire)
Company: Attix |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 06 Feb 2025
-related matters. Follow other SEC rules, such as: The Best Interest (Reg BI) Amendment, which requires broker-dealers...
Alternative Net Capital Principal Risk Specialist
Company: FINRA |

Location: New York, USA

| Salary: unspecified | Date posted: 06 Feb 2025
and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers...
Associate Account Executive
Company: Hub International |

Location: Melville, NY, USA

| Salary: $37.09 per hour | Date posted: 06 Feb 2025
HUB International Limited (HUB) is the 5th largest global insurance broker, providing a broad array of property...
J.p. Morgan Wealth Management - Private Client Advisor - Syracuse, Ny
Company: JPMorgan Chase |

Location: Syracuse, NY, USA

| Salary: $62400 per year | Date posted: 06 Feb 2025
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Avp, Software Engineering
Company: LPL Financial |

Location: New York, USA

| Salary: $140475 - 234125 per year | Date posted: 06 Feb 2025
that everyone deserves objective financial guidance. As the nations leading independent broker-dealer, we offer an integrated platform...
Counsel - Broker-dealer Regulatory
Company: Michael Page |

Location: New York, USA

| Salary: unspecified | Date posted: 06 Feb 2025
The Senior Counsel will provide advice related to broker-dealer activities with a focus on municipal securities... regulation. The candidate will be a subject matter expert on broker-dealer and securities laws related to municipal securities...
Sr. Engineer, Software Development
Company: LPL Financial |

Location: New York, USA

| Salary: $106125 - 176875 per year | Date posted: 06 Feb 2025
guidance is a fundamental need for everyone. As the nations leading independent broker-dealer, we offer an integrated platform... that everyone deserves objective financial guidance. As the nations leading independent broker-dealer, we offer an integrated platform...
Manager Of Risk Management
Company: Delaware North |

Location: Buffalo, NY, USA

| Salary: $95900 - 129400 per year | Date posted: 06 Feb 2025
with internal stakeholders, defense attorneys, claim adjusters, and insurance broker claims advocates Knowledge of jurisdictional...
Associate Director - Compliance (alternative Assets)
Company: IQ-EQ |

Location: New York City, NY, USA

| Salary: $130000 - 175000 per year | Date posted: 06 Feb 2025
controls, accordingly Oversee the registration of clients as broker-dealers or investment advisers with the appropriate...