Broker jobs in new york state USA
764 broker jobs found in new york state: showing 661 - 680
Director – Finance Strategy & Analytics (hybrid- Flexible Options)
Company: Broadridge Financial Solutions |
passionate about developing your career, while helping others along the way, come join the Broadridge team. Bank, Broker-Dealer... (BBD) and Broadridge Customer Communications (BRCC) drives business transformation for its bank and broker-dealer clients...Location: New York City, NY, USA
| Salary: $145000 - 150000 per year | Date posted: 21 Nov 2024
Manager – M&a And Special Projects (hybrid, Flexible Options)
Company: Broadridge Financial Solutions |
, Broker-Dealer (BBD) and Broadridge Customer Communications (BRCC) drives business transformation for its bank and broker...Location: New York City, NY, USA
| Salary: $105000 - 110000 per year | Date posted: 21 Nov 2024
Financial Services Client Advisor
Company: CXG Holdings Inc |
currently seeking an additional Client Advisor to join our team. In this role, you'll be working with broker-dealer... and prospective broker-dealer clients in identifying and providing solutions for business objectives. The ideal candidate will possess...Location: Selden, NY, USA
| Salary: $35000 - 45000 per year | Date posted: 21 Nov 2024
Ua Team Lead - Commercial Casualty
Company: Starr Insurance |
Service Coordinator, brokerage community, vendors and teammates. Review & clear submissions through Salesforce, send broker... for WC, GL & AL lines of business Premium booking within Starr programs & invoicing broker for premiums due Policy Issuance...Location: New York City, NY, USA
| Salary: $80000 - 98000 per year | Date posted: 21 Nov 2024
Insurance Sales Producer - Commercial Lines Client Advisor
Company: World Insurance Associates |
, if you have: Sold commercial insurance for a top broker. Based on your experience, World will enhance your expertise through the company...Location: Farmingville, NY, USA
| Salary: $80000 - 200000 per year | Date posted: 21 Nov 2024
Avp, Linux Engineer
Company: OTC Markets Group Inc |
Alternative Trading Systems (ATSs) provide critical market infrastructure that broker-dealers rely on to facilitate trading... NQB are each an SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker-dealer, member SIPC...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 21 Nov 2024
Underwriter, Product Recall
Company: AIG |
which generate a profit for the Company while meeting the needs of the customer. Capturing market intelligence and broker feedback...Location: New York City, NY, USA
| Salary: $74000 - 92000 per year | Date posted: 20 Nov 2024
Fr2004 Regulatory Reporting, Avp
Company: MUFG |
required by the regulatory bodies for the broker-dealers onboarding process Assist with system configuration, setup, and testing..., preferably within a broker-dealer or financial institution Thorough understanding of financial markets, and regulatory...Location: New York City, NY, USA
| Salary: $90000 - 120000 per year | Date posted: 20 Nov 2024
Customs Specialist, Entry Writer
Company: DSV |
and transportation mode Classify entry per client SOP, Parts Database, and/or direction from licensed customs broker/classification... Customs Broker (preferred but not required) Language Skills Must be able to read, write, and speak English fluently...Location: Buffalo, NY, USA
| Salary: $19.5 - 26.25 per hour | Date posted: 20 Nov 2024
Senior Energy Broker
Company: Marex |
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides com...Location: New York City, NY, USA
| Salary: $150000 - 200000 per year | Date posted: 20 Nov 2024
Underwriting Specialist, Product Recall
Company: AIG |
. Recognize and create cross sell opportunities for other Commercial products. Work with broker to understand the deal structure...Location: New York City, NY, USA
| Salary: $100000 - 125000 per year | Date posted: 20 Nov 2024
Specialty Lines Broker
Company: Aon |
Job Description: Aon is looking for a Specialty Lines Broker Aons Professional Services practice provides risk.... Education: Bachelors degree or equivalent years of industry experience. Insurance Broker license must be obtained within 90...Location: Chicago, IL - New York City, NY, USA
| Salary: $100000 per year | Date posted: 20 Nov 2024
Senior Energy Broker
Company: Marex |
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides com...Location: New York City, NY, USA
| Salary: $150000 - 200000 per year | Date posted: 19 Nov 2024
Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates And Fx - Vice President
Company: Deutsche Bank |
at a broker/dealer working on or providing trade/sales support to such a desk Functional knowledge of the US fixed income... and Exchange Commission (SEC), broker dealer regulations and other relevant bank regulations; knowledge of Fed, SEC, CFTC, MSRB...Location: New York City, NY, USA
| Salary: $125000 per year | Date posted: 19 Nov 2024
Senior Sales Specialist- Quant Data Feeds
Company: London Stock Exchange Group |
into Hedge Funds, Asset Management, Broker Dealers, Investment Banks, and other Financial Institutions. They work...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 19 Nov 2024
Junior Energy Broker
Company: Marex |
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides com...Location: New York City, NY, USA
| Salary: $50000 - 150000 per year | Date posted: 19 Nov 2024
Vice President, Us Bond Financing Group - Capital Markets
Company: Lloyds Banking Group |
services through our US broker dealer, Lloyds Securities Inc. Lloyds Bank is committed to attracting, retaining....com Entity Overview: Lloyds Securities Inc. (LSI), a broker-dealer registered with the Securities and Exchange Commission (SEC...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 18 Nov 2024
Chief Counsel & Chief Compliance Officer
Company: Marsh McLennan |
as an expert in FINRA broker-dealer rules and SEC RIA matters. Responsibilities will include the provision of legal counsel... guidance for broker-dealer and institutional and retail investment advisor operations. Plan, organize, and control day-to-day...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 17 Nov 2024
Vice President, Us Bond Financing Group - Capital Markets
Company: Lloyds Banking Group |
services through our US broker dealer, Lloyds Securities Inc. Lloyds Bank is committed to attracting, retaining....com Entity Overview: Lloyds Securities Inc. (LSI), a broker-dealer registered with the Securities and Exchange Commission (SEC...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 17 Nov 2024
Compliance Surveillance Analyst
Company: BizTek People |
. 3 to 5 years experience with handling compliance issues in a U.S. financial institution/broker dealer, including related...