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Broker jobs in new york USA

854 broker jobs found in new york: showing 221 - 240

Sase Pre-sales Vp
Company: Hewlett Packard Enterprise |

Location: New York, USA

| Salary: unspecified | Date posted: 06 Feb 2025
Broker (CASB), and Data Loss Prevention (DLP). This individual will play a pivotal role in driving the architectural vision...
Counsel - Broker-dealer Regulatory
Company: Page Executive |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 06 Feb 2025
supporting broker-dealerHybrid role with excellent working environment and benefits JD from top US Law School Admitted to NY... State Bar 6-8+ years of experience handling broker-dealer regulatory and municipal securities regulatory matters Expertise...
Vp, Software Development Manager
Company: LPL Financial |

Location: New York, USA

| Salary: unspecified | Date posted: 06 Feb 2025
for everyone. As the nations leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage...s leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment...
Internal Audit - Compliance
Company: Mizuho Bank |

Location: New York City, NY, USA

| Salary: $96000 - 150000 per year | Date posted: 06 Feb 2025
and consulting function, designed to add value and improve Mizuho Banks U.S. operations including derivative activities, broker...
Vp, Principal Software Developer
Company: LPL Financial |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 06 Feb 2025
that everyone deserves objective financial guidance. As the nations leading independent broker-dealer, we offer an integrated platform...
Compliance Associate
Company: Guggenheim Partners |

Location: New York City, NY, USA

| Salary: $40 - 50 per hour | Date posted: 06 Feb 2025
at non-designated broker dealers Review employee certification documents on an annual basis and action accordingly Answer...
Tax Insurance Broking-senior Vice President
Company: Aon |

Location: New York City, NY, USA

| Salary: $165000 per year | Date posted: 06 Feb 2025
Posting Description: Aon M&A and Transaction Solutions (AMATS) Is Looking for a Tax Insurance Broker-SVP As part..., and we are passionate about helping our colleagues and clients succeed. Your Impact as a Tax Insurance Broker Aon is seeking candidates...
Executive Administrative Assistant
Company: LPL Financial |

Location: New York City, NY, USA

| Salary: $34.56 - 57.6 per hour | Date posted: 06 Feb 2025
that everyone deserves objective financial guidance. As the nations leading independent broker-dealer, we offer an integrated platform...
Broker Developer (it Development And Management)
Company: Delan Associates, Inc |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 05 Feb 2025
Delan Associates is looking for ITS professionals as a Broker Developer for our client located in the New York City... of the contract. PROJECT NAME: IT Development and Management HRA JOB TITLE: Broker Developer PROJECT...
Financial Risk Management - Trading Book (counterparty Credit And Market Risk), Manager
Company: EY |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 05 Feb 2025
banks, broker-dealers, foreign banking organizations, asset management firms and insurance companies look to us to assist...
Software Sales Representative – Ai-driven Healthcare Services
Company: VitalCheck Wellness |

Location: New York City, NY, USA

| Salary: $80000 - 90000 per year | Date posted: 05 Feb 2025
with CFOs, HR, and benefits professionalsand experience as a healthcare broker is a strong plus. If you're excited...
Licensed Loan Officer
Company: Madison Mortgage Services Inc. |

Location: Lake Success, NY, USA

| Salary: unspecified | Date posted: 05 Feb 2025
broker in the New York market are welcome to join. Those motivated by the potential for a six-figure income will thrive... in this position. While experience working for a broker is advantageous, we are equipped to coach and train individuals with the...
Peoplesoft Architect
Company: ACS Consultancy Services |

Location: Albany, NY, USA

| Salary: unspecified | Date posted: 05 Feb 2025
, and PeopleSoft Integration Broker. Strong experience with PeopleSoft modules such as Financials, HCM, and/or Campus Solutions...
J.p. Morgan Wealth Management - Private Client Advisor - Pearl River, Ny
Company: JPMorgan Chase |

Location: Pearl River, NY, USA

| Salary: $62400 per year | Date posted: 05 Feb 2025
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Commercial Contracts Attorney
Company: Ascension Global Staffing & Executive Search |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 05 Feb 2025
, Sales Broker Agreements, Raw Material Supply Agreements, Packaging Supply Agreements, Equipment Leases, Equipment Purchase...
Manager Of Risk Management
Company: Delaware North |

Location: Buffalo, NY, USA

| Salary: $95900 - 129400 per year | Date posted: 05 Feb 2025
with internal stakeholders, defense attorneys, claim adjusters, and insurance broker claims advocates Knowledge of jurisdictional...
Associate Director - Compliance (alternative Assets)
Company: IQ-EQ |

Location: New York City, NY, USA

| Salary: $130000 - 175000 per year | Date posted: 05 Feb 2025
controls, accordingly Oversee the registration of clients as broker-dealers or investment advisers with the appropriate...
Counsel - Broker-dealer Regulatory
Company: Michael Page |

Location: New York, USA

| Salary: unspecified | Date posted: 05 Feb 2025
The Senior Counsel will provide advice related to broker-dealer activities with a focus on municipal securities... regulation. The candidate will be a subject matter expert on broker-dealer and securities laws related to municipal securities...
Avp, Software Engineering
Company: LPL Financial |

Location: New York, USA

| Salary: $140475 - 234125 per year | Date posted: 05 Feb 2025
that everyone deserves objective financial guidance. As the nations leading independent broker-dealer, we offer an integrated platform...
Senior Underwriter, Property
Company: Chubb |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 05 Feb 2025
planning/goal setting including monitoring of progress and make regular broker and insured visits. Qualifications...