BP Energy - New York City, NY
sessions on ethics & compliance related topics and provide timely and accurate advice/guidance to GPTA’s trading & marketing...Entity: Strategy, Sustainability & Ventures Job Family Group: Ethics & Compliance Group...
April 3
Managing Director, Head of Marketing & Distribution Compliance
Ares Wealth Management Solutions - New York City, NY
. Ares is seeking a versatile Compliance professional to serve as its Head of Marketing and Distribution Compliance. The... and documents) to third parties, including investors. The Head of Marketing and Distribution will also supervise the Firm’s two...
May 3
Legal & Compliance - Marketing & Distribution Compliance, SVP
Blackstone - New York City, NY
focusing on regulatory compliance issues with respect to marketing and other investor/third-party materials and communications... and advising on legal and compliance matters that arise in connection with investor suitability, domestic and global marketing...
April 9
Managing Director, Head of Investment Adviser Compliance
Ares Wealth Management Solutions - New York City, NY
leader, the Head of Registered Investment Adviser Compliance will particularly focus on the implementation and maintenance... on the firm’s business; work with the Investment Advisory, Marketing & Distribution, Registered Products, Global Financial...
March 30
SCOR - New York City, NY - $166,000-181,000 per year
one of our major US offices (Chicago, Miami, or New York) and reports to the Head of Marketing, who is based in our headquarters in... Paris, France. As the Head of Marketing for P&C in the Americas, you know how to drive multi-channel marketing programs...
May 16