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Stock Broker jobs in USA

787 stock broker jobs found: showing 1 - 20

Regional Agency Manager
Company: Centene Medicare |

Location: Quincy, WA, USA

| Salary: $54000 - 97100 per year | Date posted: 23 Apr 2024
with new business, renewal presentations and broker service issues pertaining to ancillary products. ***The Regional Agency... Range: $54,000.00 - $97,100.00 per year Centene offers a comprehensive benefits package including: competitive pay, health insurance, 401K and stock...
Regional Agency Manager
Company: Centene Medicare |

Location: Dallas, TX, USA

| Salary: $52900 - 95200 per year | Date posted: 23 Apr 2024
with new business, renewal presentations and broker service issues pertaining to ancillary products. ***The Regional Agency... reports upon request and in a timely manner. Highly Preferred Sales Experience Knowledge of the Broker/Agent Community...
Head Of Middle Office And Settlements
Company: Sumitomo Mitsui Banking Corporation |

Location: Charlotte, NC, USA

| Salary: unspecified | Date posted: 23 Apr 2024
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... registered Broker dealer that provides financial products and services to global institutional clients, focusing on North America...
Regional Agency Manager
Company: Centene Medicare |

Location: Lincoln, WA, USA

| Salary: $54000 - 97100 per year | Date posted: 23 Apr 2024
with new business, renewal presentations and broker service issues pertaining to ancillary products. ***The Regional Agency... Range: $54,000.00 - $97,100.00 per year Centene offers a comprehensive benefits package including: competitive pay, health insurance, 401K and stock...
Regional Agency Manager
Company: Centene Medicare |

Location: Auburn, WA, USA

| Salary: $54000 - 97100 per year | Date posted: 23 Apr 2024
with new business, renewal presentations and broker service issues pertaining to ancillary products. ***The Regional Agency... Range: $54,000.00 - $97,100.00 per year Centene offers a comprehensive benefits package including: competitive pay, health insurance, 401K and stock...
Regional Agency Manager
Company: Centene Medicare |

Location: McAllen, TX, USA

| Salary: $52900 - 95200 per year | Date posted: 23 Apr 2024
with new business, renewal presentations and broker service issues pertaining to ancillary products. ***The Regional Agency... reports upon request and in a timely manner. Highly Preferred Sales Experience Knowledge of the Broker/Agent Community...
Regional Agency Manager
Company: Centene Medicare |

Location: White Salmon, WA, USA

| Salary: $54000 - 97100 per year | Date posted: 23 Apr 2024
with new business, renewal presentations and broker service issues pertaining to ancillary products. ***The Regional Agency... Range: $54,000.00 - $97,100.00 per year Centene offers a comprehensive benefits package including: competitive pay, health insurance, 401K and stock...
Regional Agency Manager
Company: Centene Medicare |

Location: Trout Lake, WA, USA

| Salary: $54000 - 97100 per year | Date posted: 23 Apr 2024
with new business, renewal presentations and broker service issues pertaining to ancillary products. ***The Regional Agency... Range: $54,000.00 - $97,100.00 per year Centene offers a comprehensive benefits package including: competitive pay, health insurance, 401K and stock...
Regional Agency Manager
Company: Centene Medicare |

Location: Austin, TX, USA

| Salary: $52900 - 95200 per year | Date posted: 23 Apr 2024
with new business, renewal presentations and broker service issues pertaining to ancillary products. ***The Regional Agency... reports upon request and in a timely manner. Highly Preferred Sales Experience Knowledge of the Broker/Agent Community...
Regional Agency Manager
Company: Centene Medicare |

Location: Houston, TX, USA

| Salary: $52900 - 95200 per year | Date posted: 23 Apr 2024
with new business, renewal presentations and broker service issues pertaining to ancillary products. ***The Regional Agency... reports upon request and in a timely manner. Highly Preferred Sales Experience Knowledge of the Broker/Agent Community...
Bank Regulatory Compliance Advisory - Associate
Company: Sumitomo Mitsui Banking Corporation |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 23 Apr 2024
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... Experience: 7 to 10 years of specialized experience Regulatory compliance experience at banks or broker dealers. Education...
Deputy/associate General Counsel
Company: EquityZen |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 23 Apr 2024
broker-dealer '33 Act, '34 Act and/or '40 Act experience Private Placement experience Previous experience working at the... SEC, FINRA, or other regulatory bodies SALARY $225,000 - $250,000 EquityZen also offers stock options, full...
Data Engineer
Company: Sumitomo Mitsui Banking Corporation |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 23 Apr 2024
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico...'s broker-dealer and swap-dealer entities This role will be involved in the active development of the data platform, beginning...
It Product Strategy-vice President
Company: Sumitomo Mitsui Banking Corporation |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 23 Apr 2024
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... Solid knowledge of broker-dealer/investment banking environment, sales & trade flows and eTrading domain experience...
Nbfi (nonbanking Financial Institution) Credit Analyst
Company: Sumitomo Mitsui Banking Corporation |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 23 Apr 2024
, Nagoya, and New York (NYSE: SMFG) stock exchanges. The anticipated salary range for this role... individual will support activities within our swap dealer and broker dealer businesses including derivatives, FX, repo...
Director, Compliance Advisory, Nikko Securities
Company: Sumitomo Mitsui Banking Corporation |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 23 Apr 2024
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... advisory function to the President and is responsible for overseeing the management of the broker dealer's compliance risk...
Vice President, Corporate Compliance Risk Assessment
Company: Sumitomo Mitsui Banking Corporation |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 23 Apr 2024
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... scope of this function will encompass SMBC Group's Americas Division, inclusive of U.S. broker dealer and registered swap...
Senior Compliance Officer - Public Side Advisory - Executive Director
Company: Sumitomo Mitsui Banking Corporation |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 23 Apr 2024
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance...
Director Of Compliance Technology
Company: Sumitomo Mitsui Banking Corporation |

Location: White Plains, NY, USA

| Salary: unspecified | Date posted: 23 Apr 2024
, Nagoya, and New York (NYSE: SMFG) stock exchanges. The anticipated salary range for this role... covering our Swap Dealer (Interest Rate Derivatives) and Broker Dealer (Securities) buinsesses. Coordinate and manage...
Senior Business Analyst (fixed Income: Rates/credits/swap)-vice President
Company: Sumitomo Mitsui Banking Corporation |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 23 Apr 2024
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... office Solid knowledge of broker-dealer/investment banking environment, sales & trade flows and eTrading domain experience...