Stock Broker jobs in new york state USA
80 stock broker jobs found in new york state: showing 1 - 20
J.p. Morgan Wealth Management- Select Group Private Client Investment Associate- White Plains, Ny
Company: JPMorgan Chase |
and services to help meet the diverse needs of our employees, including 401k (for eligible employees), Employee Stock Purchase Plan... through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC...Location: White Plains, NY, USA
| Salary: $26.49 - 37.5 per hour | Date posted: 24 Apr 2024
Trade Compliance Administrator
Company: Burberry |
. Assign accurate US and Canadian HTS codes for Burberry products (primarily apparel, footwear, accessories) and any non-stock... a diverse, fast pace environment QUALIFICATIONS / EXPERIENCE Relevant academic qualifications Licenced Customs broker...Location: New York City, NY, USA
| Salary: $58000 - 72000 per year | Date posted: 23 Apr 2024
Market Growth Manager, Medicare - Remote In Ny
Company: UnitedHealth Group |
within broker market or network sources Reliable vehicle, driving record in good standing and appropriate insurance Live...: Broker management experience Medicare Advantage Special Needs Plans or managed care sales experience CMS regulations...Location: Latham, NY, USA
| Salary: $70000 - 155000 per year | Date posted: 23 Apr 2024
Market Growth Manager, Medicare - Remote In Ny
Company: UnitedHealth Group |
within broker market or network sources Reliable vehicle, driving record in good standing and appropriate insurance Live...: Broker management experience Medicare Advantage Special Needs Plans or managed care sales experience CMS regulations...Location: Latham, NY, USA
| Salary: $70000 - 155000 per year | Date posted: 23 Apr 2024
Trade Compliance Administrator
Company: Burberry |
. Assign accurate US and Canadian HTS codes for Burberry products (primarily apparel, footwear, accessories) and any non-stock... a diverse, fast pace environment QUALIFICATIONS / EXPERIENCE Relevant academic qualifications Licenced Customs broker...Location: New York City, NY, USA
| Salary: $58000 - 72000 per year | Date posted: 23 Apr 2024
Data Engineer
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... SMBC Capital Markets and Nikko securities teams, SMBC Americas Division's broker-dealer and swap-dealer entities...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 23 Apr 2024
Deputy/associate General Counsel
Company: EquityZen |
broker-dealer '33 Act, '34 Act and/or '40 Act experience Private Placement experience Previous experience working at the... SEC, FINRA, or other regulatory bodies SALARY $225,000 - $250,000 EquityZen also offers stock options, full...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 23 Apr 2024
Vice President, Corporate Compliance Risk Assessment
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... scope of this function will encompass SMBC Group's Americas Division, inclusive of U.S. broker dealer and registered swap...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 23 Apr 2024
Bank Regulatory Compliance Advisory - Associate
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... Experience: 7 to 10 years of specialized experience Regulatory compliance experience at banks or broker dealers. Education...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 23 Apr 2024
Senior Business Analyst (fixed Income: Rates/credits/swap)-vice President
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... office Solid knowledge of broker-dealer/investment banking environment, sales & trade flows and eTrading domain experience...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 23 Apr 2024
Senior Compliance Officer - Public Side Advisory - Executive Director
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 23 Apr 2024
Nbfi (nonbanking Financial Institution) Credit Analyst
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. The anticipated salary range for this role... individual will support activities within our swap dealer and broker dealer businesses including derivatives, FX, repo...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 23 Apr 2024
It Product Strategy-vice President
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... Solid knowledge of broker-dealer/investment banking environment, sales & trade flows and eTrading domain experience...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 23 Apr 2024
Data Engineer
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico...'s broker-dealer and swap-dealer entities This role will be involved in the active development of the data platform, beginning...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 23 Apr 2024
Director Of Compliance Technology
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. The anticipated salary range for this role... covering our Swap Dealer (Interest Rate Derivatives) and Broker Dealer (Securities) buinsesses. Coordinate and manage...Location: White Plains, NY, USA
| Salary: unspecified | Date posted: 22 Apr 2024
Assistant Vice President - Broker
Company: Aon |
Job Description: Aon is looking for an Assistant Vice President - Broker As part of an industry-leading team.... We are looking for an Assistant Vice President - Broker to work alongside the senior members on the Reps & Warranties team in execution of R...Location: New York City, NY, USA
| Salary: $100000 per year | Date posted: 21 Apr 2024
Strategic Account Executive
Company: CVS Health |
relationships with key decision makers at client organizations as well as our broker and consulting partners. Provide leadership... benefits. Eligible employees may enroll in the Company's 401(k) retirement savings plan, and an Employee Stock Purchase Plan...Location: Albany, NY, USA
| Salary: $54300 - 139200 per year | Date posted: 21 Apr 2024
Agreement Negotiator
Company: US Tech Solutions |
Support Annexes, stock loan, prime brokerage agreements, listed derivative trading agreements, OTC clearing agreements, tri... at broker/dealer, buy-side firm and/or law firm with an emphasis on equity swaps and the master confirmations associated...Location: New York City, NY, USA
| Salary: unspecified | Date posted: 18 Apr 2024
Vice President, Regulatory Analyst/finance Accounting Lead Analyst - New York, Ny (hybrid)
Company: Citigroup |
The Regulatory Department is responsible for the rules that require U.S. registered broker/dealers to maintain... sufficient liquid assets to satisfy their capital requirements and for the safeguarding of customer funds held by the broker...Location: New York City, NY, USA
| Salary: $129840 - 194760 per year | Date posted: 18 Apr 2024
Hcm Account Executive
Company: Paylocity |
telemarketing, referrals, professional and personal contacts and other sources Build and maintain relationships within the Broker.... This position is eligible for our variable commission plan, annual bonus, and restricted stock until grant based on individual...