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Securities jobs in maryland state USA

96 securities jobs found in maryland state: showing 41 - 60

Senior Registered Client Service Associate - Timonium, Md
Company: Raymond James |

Location: Timonium, MD, USA

| Salary: unspecified | Date posted: 24 Apr 2024
office practices, procedures, and methods. Advanced investment concepts, practices and procedures used in the securities... securities and advisory state registrations if required by state....
Financial Advisor
Company: Atria Wealth Solutions |

Location: Brandywine, MD, USA

| Salary: $55000 - 75000 per year | Date posted: 20 Apr 2024
as experience is gained. Execute customer and broker purchase /sales orders of securities for current/new clients Focus consulting... accounts, and related securities Performs other dues as assigned Qualifications Basic understanding of economic...
Analytic Consultant Ii
Company: Computershare |

Location: Columbia, MD, USA

| Salary: $72000 - 85000 per year | Date posted: 19 Apr 2024
to residential mortgages and the mortgage-backed securities market. Ability to clearly communicate with key stakeholders on current...
Sr. Director, Corporate Secretary And Governance
Company: GEICO |

Location: Chevy Chase, MD, USA

| Salary: unspecified | Date posted: 19 Apr 2024
practices, ensuring compliance with regulatory requirements, securities law reporting, and overseeing the Companys outside... governance, securities laws, and SEC filings. Experience in supporting mergers and acquisitions matters, including due...
Analytic Consultant Ii
Company: Computershare |

Location: Columbia, MD, USA

| Salary: $75000 - 90000 per year | Date posted: 17 Apr 2024
to residential mortgages and the mortgage-backed securities market. Ability to quickly and clearly communicate with and provide...
Operations Support
Company: US Tech Solutions |

Location: Baltimore, MD, USA

| Salary: unspecified | Date posted: 17 Apr 2024
. The primary responsibility of Security Settlements is to execute on the settlement of Fixed Income and Equity Securities...
Entry Level Securities Settlements Analyst
Company: Lenmar Consulting |

Location: Baltimore, MD, USA

| Salary: $33.33 per hour | Date posted: 16 Apr 2024
Job Title: Entry Level Securities Settlements Analyst Rate: $33.33/hr W2 Job ID: MOR2JP00014509 Client: Morgan... settlement of Fixed Income and Equity Securities, manage firm deficits and overall inventory, minimize buy-in and regulatory risk...
Lateral Civil Litigators
Company: GPAC |

Location: Baltimore, MD, USA

| Salary: unspecified | Date posted: 16 Apr 2024
companies in employment, securities and general commercial litigation State and federal court experience Strong Academic...
Investment Operations Manager
Company: Maryland State Treasurer's Office |

Location: Annapolis, MD, USA

| Salary: $84047 - 135450 per year | Date posted: 14 Apr 2024
by those securities, certain money market mutual funds and limited amounts of highest rated commercial paper. The State wants to make...
Vp, Financial Consultant- Gaithersburg, Md
Company: Charles Schwab |

Location: Gaithersburg, MD, USA

| Salary: $65000 - 95000 per year | Date posted: 14 Apr 2024
holistically through client asset consolidation, networking, and earning client referrals. If you currently have your securities...
Senior Business Analyst
Company: Innova Solutions |

Location: Baltimore, MD, USA

| Salary: $125000 - 147000 per year | Date posted: 13 Apr 2024
groups. Brown Advisory is looking for a senior business analyst who has experience in fixed income securities related...
Compliance Analyst Iii – Global Control Room
Company: Stifel |

Location: Baltimore, MD, USA

| Salary: unspecified | Date posted: 13 Apr 2024
with a strong knowledge of securities laws and regulations applicable to research and banking conflicts. Systems & Technology Proficient...
Business Analyst Ii
Company: Randstad |

Location: Baltimore, MD, USA

| Salary: $21.33 - 21.34 per hour | Date posted: 12 Apr 2024
of securities reference data (incl. equities, listed derivatives and fixed-income products and pricing) against external data... and coordinating development of rules to monitor the data quality of securities reference data (incl. equities, listed derivatives...
Program Cost Control Analyst 2/3 - Space Securities - Top Secret Clearance Required
Company: Northrop Grumman |

Location: Linthicum, MD, USA

| Salary: unspecified | Date posted: 11 Apr 2024
RELOCATION ASSISTANCE: No relocation assistance available CLEARANCE TYPE: Top Secret TRAVEL: No Description At Northrop Grumman, our employees have incredible opportunities to work on revolutionary systems that impact people's lives...
Compliance Associate
Company: Randstad |

Location: Baltimore, MD, USA

| Salary: $25.92 - 25.93 per hour | Date posted: 11 Apr 2024
this role, you will be an integral part of our Shared Services Compliance division, responsible for managing the securities... securities licensing processes and procedures Respond to regulatory and registration requests Support process workflows...
M&a/fund/securities Transactional Attorney
Company: Apple & Associates |

Location: Baltimore, MD, USA

| Salary: unspecified | Date posted: 07 Apr 2024
Company Description:. Prestigious law firm in Maryland is seeking a highly experienced Fund/Securities Transactional... with a dynamic team on complex fund formation and securities matters. Requirements: - Candidates should have 6+ years...
Supervisory Principal
Company: Atria Wealth Solutions |

Location: Rockville, MD, USA

| Salary: $70000 - 85000 per year | Date posted: 06 Apr 2024
that your assigned supervised persons adhere to Written Supervisory Procedures (WSPs), relevant securities rules and regulations and laws...., NEXT Financial Group, Inc., Western International Securities, Inc., and SCF Securities, Inc. Atrias subsidiaries together support...
Supervisory Principal
Company: Atria Wealth Solutions |

Location: Rockville, MD, USA

| Salary: $70000 - 85000 per year | Date posted: 06 Apr 2024
that your assigned supervised persons adhere to Written Supervisory Procedures (WSPs), relevant securities rules and regulations and laws...., NEXT Financial Group, Inc., Western International Securities, Inc., and SCF Securities, Inc. Atrias subsidiaries together support...
J.p. Morgan Wealth Management – Private Client Advisor - Maryland (multiple Locations)
Company: JPMorgan Chase |

Location: Towson, MD, USA

| Salary: unspecified | Date posted: 06 Apr 2024
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Registered Client Service Associate
Company: Ameriprise Financial |

Location: Ellicott City, MD, USA

| Salary: unspecified | Date posted: 04 Apr 2024
relevant experience required. Series 7 or ability to obtain within 150 days. State securities agent registration (S63...