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Securities jobs in california state USA

480 securities jobs found in california state: showing 1 - 20

Lead Consumer Complaints Analyst
Company: Federal Reserve Bank |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
employees, their spouses/domestic partners, and minor children from owning securities, such as stock, of banks or savings...
Sr. Accountant
Company: BridgeBio |

Location: San Francisco, CA, USA

| Salary: $115000 - 165000 per year | Date posted: 28 Mar 2024
Manage assigned general ledger (GL) accounts with emphasis on, but not limited to, cash, marketable securities, investments...
Associate - Compliance (hybrid)
Company: IQ-EQ |

Location: San Francisco, CA, USA

| Salary: $68200 - 89700 per year | Date posted: 28 Mar 2024
, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations... compliance with federal securities laws, including the Investment Advisers Act of 1940, as amended, in accordance...
Allstate Financial Services - Principal Review Consultant I - Remote/home Based
Company: Allstate |

Location: San Francisco, CA, USA

| Salary: $63500 - 108500 per year | Date posted: 28 Mar 2024
for reviewing all securities transactions submitted by Allstate Registered Representatives, to ensure that suitability... based on product knowledge, company guidelines, and securities regulation. Document decisions made in the file for FINRA...
Relationship Banker - Southland
Company: JPMorgan Chase |

Location: Hayward, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
and delivering results High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential...
Sr. Risk Specialist – Governance & Controls – Large Institutions
Company: Federal Reserve Bank |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
securities, such as stock, of banks or savings associations or their affiliates, such as bank holding companies and savings...
J.p. Morgan Wealth Management - Private Client Advisor - Palm Desert, Ca
Company: JPMorgan Chase |

Location: Palm Desert, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Advisor Development Program - Financial Solutions Advisor Trainee: North Sherman Oaks Financial Center
Company: Bank of America |

Location: Van Nuys, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
obtaining your Securities Industry licenses, where you receive dedicated study time for your Securities Industry Essentials...
Investor Relations Principal
Company: PG&E |

Location: Oakland, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
and marketing PG&E's publicly traded securities to both current and future investors. IR collaborates closely with PG...
Relationship Banker - Cardiff By The Sea Branch - Cardiff By The Sea, Ca
Company: JPMorgan Chase |

Location: Cardiff By The Sea, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
and delivering results High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential...
Private Client Banker - Seal Beach Branch - Seal Beach, Ca
Company: JPMorgan Chase |

Location: Seal Beach, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
and revenue generation Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam...
Financial Advisor - Westlake Village, Ca - Market 28, Region 133
Company: Edward Jones |

Location: Westlake Village, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
listed below: A bachelor's degree is strongly preferred or equivalent work-related experience within the securities...
Part-time Temporary Lecturer In Finance, Law, And Real Estate
Company: California State University |

Location: Los Angeles, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
, Investments, Securities Analysis, Fixed Income, Options, Capital Budgeting, various Real Estate courses, and Business Law... to Financial Markets, Corporate Finance, International Finance, Investments, Securities Analysis, Fixed Income, Options, Capital...
Relationship Banker - Glendale Ave Branch - Glendale, Ca
Company: JPMorgan Chase |

Location: Glendale, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
and delivering results High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential...
Associate - Compliance (hybrid)
Company: IQ-EQ |

Location: San Francisco, CA, USA

| Salary: $68200 - 89700 per year | Date posted: 28 Mar 2024
, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations... compliance with federal securities laws, including the Investment Advisers Act of 1940, as amended, in accordance...
J.p. Morgan Wealth Management - Private Client Investment Associate - Santa Clara, Ca
Company: JPMorgan Chase |

Location: Santa Clara, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment...
Financial Solutions Advisor Development Program - Consumer Investments - Cucamonga Financial Center
Company: Bank of America |

Location: Rancho Cucamonga, CA, USA

| Salary: unspecified | Date posted: 28 Mar 2024
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the...
Receptionist
Company: Stifel |

Location: Walnut Creek, CA, USA

| Salary: $45700 per year | Date posted: 28 Mar 2024
Description : Summary The Receptionist/Cashier accurately processes cash/checks and securities coming...
Financial Solutions Advisor Development Program- Consumer Investments- Berkeley Main Financial Center
Company: Bank of America |

Location: Berkeley, CA, USA

| Salary: unspecified | Date posted: 27 Mar 2024
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the...
Avp, Governance & Controls - Large Institution Supervision
Company: Federal Reserve Bank |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 27 Mar 2024
employees, their spouses/domestic partners, and minor children from owning securities, such as stock, of banks or savings...