Senior Compliance Officer - Public Side Advisory - Executive Director
Sumitomo Mitsui Banking Corporation - New York City, NY
, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large... and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance...
April 22
Compliance Business Officer - Surveillance, Data & Analytics - Director
Sumitomo Mitsui Banking Corporation - New York City, NY
of benefits to its employees. Role Description This senior role within the Compliance Department supports the Head... holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...
April 22
Compliance Risk Assessment Officer
Crédit Agricole - New York City, NY - $100,000-125,000 per year
Compliance Risk Assessment Officer Contract type Permanent Contract Job summary Summary: Reporting to the Head... of Compliance Risk Assessment, the Compliance Risk Assessment Officer (CRAO) is in charge implementing CACIB US Compliance Risk...
February 28
Compliance Risk Assessment Officer
Crédit Agricole - New York City, NY - $100,000-125,000 per year
Compliance Risk Assessment Officer Contract type Permanent Contract Job summary Summary: Reporting to the Head... of Compliance Risk Assessment, the Compliance Risk Assessment Officer (CRAO) is in charge implementing CACIB US Compliance Risk...
February 28
Compliance Risk Management Senior Officer - Associate
JPMorgan Chase - New York City, NY
Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the..., customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...
April 19