Compliance Auditor
IBC Bank
- Laredo, TX
- Permanent
- Full-time
- Performs self-audits and monitoring for compliance with various lending and deposit laws and regulations, Document reviews and findings
- Review corrective action provided by LOB and determine if appropriate. Track corrective action implementation
- Research and respond to compliance related inquiries and review documentation for compliance with regulations
- Generates different reports for management reporting - training, enforcement actions, customer feedback, CRA reports, etc
- Performs any audits that are not assigned to the third-party auditor
- Assists in the coordination and support of 3rd party compliance audit
- Participates in special department projects (i.e. exam prep)
- Performs geocoding of data for different management reporting as necessary
- Ensures that areas of responsibility are included in management reports as necessary
- Assists in reviewing marketing and PR materials for compliance with laws and regulations
- Assists in the Consumer Feedback Management program
- Supports Compliance officer on research requests and emerging issues
- Provides assistance in training personnel on the Bank's compliance policies and procedures (in person or training alerts)
- Assists in developing and implementing procedures to comply with compliance regulations
- Attends seminars, workshops, and various trainings as necessary to develop and maintain
- Other activities assigned as deemed necessary by Management
- Critical thinking and sharp attention to detail
- Excellent verbal/written communication skills
- Proficient in Microsoft Office (Excel, PowerPoint, Word, etc.)
- Organizational and planning abilities
- Statistical Analysis
- Problem-solving and innovative thinking
- Industry-specific technical knowledge
- Fast learner and ability to work in fast paced work environment
- College Degree or Five years of Banking Experience
- Knowledge of Consumer Compliance regulations
- Knowledge of audit process
- Attention to detail, analysis and critical thinking to evaluate outcome of audit reviews
- 3-5 years of banking experience preferred
- CRCM certification preferred but not required