BGC - New York City, NY
Job Description: Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin...., and/or its affiliates. Responsibilities: Serve as Chief Compliance Officer (CCO) advising on day-to-day issues for all Swaps executed...
May 22
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Capital One - New York City, NY
Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer (“BD CCO”) for three...NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance...
April 30
Consultant - Chief Compliance Officer
Arootah - New York City, NY
served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific... YOU ARE: Arootah is searching for Hedge Fund/Family Office Chief Compliance Officers to advise clients on industry best practices...
May 10
QBE Insurance - New York City, NY
for ensuring QBE North America’s Corporate Compliance program is effective at preventing and detecting misconduct and violations... Responsibilities Drive organizational compliance with new laws and regulations by developing processes for analyzing, communicating...
May 18
Chief Compliance and Privacy Officer-QA500801
Institute for Community Living - New York City, NY
standards. The CCPO leads the design, development, implementation, and maintenance of the enterprise-wide compliance, risk... Compliance As a member of the executive team the CCPO informs, educates, and champions the principles of the ICL's Corporate...
April 19